23.05.2025 aktualisiert

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100 % verfügbar

Senior Director - Certified Compliance Professional / Available

Frankfurt, Deutschland
Deutschland +12
info: Deutschland, Österreich, Schweiz, Großbritannien, Spanien, Italien, Frankreich, Irland, Luxemburg, Niederlande, Portugal, Schweden, Spanien (Kanarische Inseln)
Diplôme ESC (Ecole Supérieure de Commerce), La Rochelle, France (1993)
Frankfurt, Deutschland
Deutschland +12
info: Deutschland, Österreich, Schweiz, Großbritannien, Spanien, Italien, Frankreich, Irland, Luxemburg, Niederlande, Portugal, Schweden, Spanien (Kanarische Inseln)
Diplôme ESC (Ecole Supérieure de Commerce), La Rochelle, France (1993)

Skills

ComplianceKonformitätstestsCompliance-SchulungenFinanzenKontrollrahmenRisikoanalyseSQLAusbildungsaktivitätenTeam ManagementRisikomanagement
Compliance & Risk Management
Expertise in Anti-Financial Crime, AML, Fraud, Sanctions, and Risk Assessments. Proven track record in developing and implementing control frameworks.

Multicultural Leadership
Extensive experience managing teams across EMEA, AP, and Latin America regions. Skilled in leading diverse and multicultural teams.

Regulatory Compliance
Proficient in interactions with regulators (e.g. BaFin, ESMA), external and internal auditors. Strong background in finance, operations, and regulatory compliance.

Control Framework
Expertise in Compliance Testing, Monitoring, and Regulatory Adherence. Skilled in creating and implementing comprehensive compliance programs.

Training & Development
Oversight of compliance training for employees and third-party intermediaries. Experience in developing and conducting training programs.

Technology
Proficient in Microsoft Office, Oracle - SQL Database. Experience in implementing and using compliance and risk management tools.
 

Erfahrung

Berufserfahrungmehr als 10 Jahre
Freelancer seit2025

Sprachen

DeutschverhandlungssicherEnglischverhandlungssicherFranzösischMutterspracheSpanischgut

Projekthistorie

Freelancer - Compliance and Anti-Financial Crime, Operational Risk

RegulaMinds GmbH & Co. KG

Banken und Finanzdienstleistungen

< 10 Mitarbeiter

Deputy Head of Compliance

Scope Ratings GmbH

Banken und Finanzdienstleistungen

50-250 Mitarbeiter

Create a Compliance risk assessment and regulatory watch process, develop and conduct Compliance training and monitoring programme, rewrite Compliance policies and procedures, advise internal stakeholders and interact with Regulatory Authorities.

Head of International Reviews & Testing (AP, EMEA, LA)

Fresenius Medical Care

Pharma und Medizintechnik

>10.000 Mitarbeiter

Oversee Compliance reviews and testing across three regions, create and implement comprehensive Compliance Reviews and Testing program, lead Compliance monitoring and follow-up actions, manage diverse team and oversee training programs.

Head of EMEA Compliance Reviews and Monitoring

Fresenius Medical Care

Pharma und Medizintechnik

>10.000 Mitarbeiter

Direct Compliance review frameworks, country visits, and ongoing monitoring activities across the EMEA region, manage third-party intermediary risk assessments and training, lead team responsible for Compliance controls and adherence to regulatory policies.

Head of EMEA Risk and Controls, Anti-Financial Crime

Deutsche Bank AG

Banken und Finanzdienstleistungen

>10.000 Mitarbeiter

Direct Anti-Financial Crime control and testing programs across EMEA, conduct regional risk assessments, provide oversight for legal entities across multiple jurisdictions, lead team to ensure compliance with anti-money laundering and fraud regulations.

Head of Compliance, Anti-Money Laundering, and Data Protection Officer

The Bank of New York Mellon

Banken und Finanzdienstleistungen

>10.000 Mitarbeiter

Serve as business partner for Derivatives Clearing in Frankfurt, manage compliance programs for AML, anti-bribery, sanctions, and securities compliance, supervise ongoing monitoring and conduct regular reviews of regulatory governance.

Senior Securities Compliance Advisor

Commerzbank AG

Banken und Finanzdienstleistungen

>10.000 Mitarbeiter

Advise fixed income sales and trading teams on Compliance issues and regulatory policies, coordinate Compliance and financial crime activities for Western and Eastern Europe, conduct risk assessments related to fraud, bribery, sanctions, and AML.

Operational Risk Manager

Commerzbank AG

Banken und Finanzdienstleistungen

>10.000 Mitarbeiter

Develop and implement OpRisk monitoring tool to enhance operational risk management framework, support corporate units in improving operational processes and mitigating risk exposures, act as primary contact for legal and audit topics.

Head of Middle Office Debt Capital Markets

Crédit Agricole Corporate and Investment Bank

Banken und Finanzdienstleistungen

>10.000 Mitarbeiter

Establish middle office in Frankfurt to support debt capital markets operations, manage relationships with customers and internal departments, ensure smooth derivative transactions and margin call reconciliations.

Head of Risk Controlling & Deputy Compliance Officer

Finacor Rabe & Partner

Banken und Finanzdienstleistungen

50-250 Mitarbeiter

Establish and manage risk controlling department, integrate comprehensive risk controls, ensure market conformity and implement reconciliation systems between hedge and futures positions.

Zertifikate

Certified Compliance Professional

Frankfurt School of Finance

2011

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