Compliance Officer

Zürich  ‐ Vor Ort
Dieses Projekt ist archiviert und leider nicht (mehr) aktiv.
Sie finden vakante Projekte hier in unserer Projektbörse.

Beschreibung

Michael Bailey Associates are currently recruiting for a Compliance Officer for an Investment Bank in Zurich.

Start: February 2019

Duration: 11 Months

Project and Responsibilities:

  • Ensuring regulatory Compliance with transaction containing material non-public information (M&A transaction, capital increase etc)
  • Advising on information barriers, client confidentiality on need-to-know principle as well as dealing with inside information
  • Maintaining Watch and Restricted Lists (logging inside information in the system, applying relevant restriction codes) Implementation of and advice on Research, Sales and Trading restrictions

Have/Experience:

  • University qualification, ie Bachelor in Economics or alternatively, competent knowledge and working experience in Investment Banking, Compliance or Risk Management
  • Up to 3-4 years of experience in banking/financial services (compliance, operations, first line of defense)
  • MS Office (Word, PowerPoint, Excel) basic

To apply, please submit CV.

Michael Bailey International is acting as an Employment Business in relation to this vacancy.

Start
ab sofort
Dauer
11 months
Von
Michael Bailey Associates - UK Contracts
Eingestellt
16.02.2019
Projekt-ID:
1721645
Vertragsart
Freiberuflich
Um sich auf dieses Projekt zu bewerben müssen Sie sich einloggen.
Registrieren